SFC Licences of LIAN Xiaochao 連小超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 03 February 2017 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 03 February 2017 | |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 11 April 2014 | 24 December 2016 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 11 April 2014 | 24 December 2016 |