SFC Licences of SUGARMAN Lawrence Joel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 07 September 2017 | 15 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 08 September 2015 | 12 September 2015 |
| UBS Securities Asia Limited | RE | 1 | 24 April 2014 | 01 May 2014 |