SFC Licences of JIANG Yi 蔣藝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 04 June 2018 | 07 January 2022 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 04 June 2018 | 07 January 2022 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 June 2018 | 07 January 2022 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 04 June 2018 | 22 July 2021 |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 06 May 2017 |
UBS Securities Hong Kong Limited | RE | 6 | 28 May 2015 | 18 December 2016 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 14 April 2014 | 31 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 14 April 2014 | 31 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 14 April 2014 | 31 March 2015 |