SFC Licences of PAK Ka Lee 白嘉莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 September 2017 | 22 June 2018 |
Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 02 May 2017 | 21 May 2020 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 10 November 2016 | 21 May 2020 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 10 November 2016 | 21 May 2020 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 10 November 2016 | 21 May 2020 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 11 April 2014 | 17 October 2015 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 11 April 2014 | 17 October 2015 |