SFC Licences of MA Siu Kay 馬肇基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OnePlatform Securities Limited 環一證券有限公司 | RO | 4 | 18 January 2023 | 31 October 2023 |
OnePlatform Securities Limited 環一證券有限公司 | RO | 1 | 17 January 2023 | 31 October 2023 |
OnePlatform Securities Limited 環一證券有限公司 | RE | 1 | 21 December 2021 | 17 January 2023 |
GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 | RE | 2 | 21 August 2018 | 14 October 2020 |
Global Mastermind Securities Limited 環球大通證券有限公司 | RE | 1 | 14 August 2017 | 01 August 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 05 May 2014 | 11 December 2016 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 05 May 2014 | 11 December 2016 |