SFC Licences of LIU Shoujian 劉守建

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Securities Limited 建銀國際證券有限公司 RO 4 26 February 2018 18 November 2023
CCB International Securities Limited 建銀國際證券有限公司 RO 2 26 February 2018 18 November 2023
CCB International Securities Limited 建銀國際證券有限公司 RO 1 26 February 2018 18 November 2023
CCB International Capital Limited 建銀國際金融有限公司 RO 6 26 February 2018 18 November 2023
CCB International Capital Limited 建銀國際金融有限公司 RO 4 26 February 2018 18 November 2023
CCB International Capital Limited 建銀國際金融有限公司 RO 1 26 February 2018 18 November 2023
CCB International Capital Limited 建銀國際金融有限公司 RE 4 18 June 2015 26 February 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 4 16 April 2014 26 February 2018
CCB International Capital Limited 建銀國際金融有限公司 RE 1 16 April 2014 26 February 2018
CCB International Capital Limited 建銀國際金融有限公司 RE 6 16 April 2014 26 February 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 1 16 April 2014 26 February 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 2 16 April 2014 26 February 2018