SFC Licences of YANG Kaixuan 楊凱璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 04 March 2016 | 01 July 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 04 March 2016 | 01 July 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 March 2016 | 01 July 2016 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 24 April 2015 | 12 February 2016 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 24 April 2015 | 12 February 2016 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 24 April 2015 | 12 February 2016 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 23 December 2014 | 01 January 2016 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 23 December 2014 | 01 January 2016 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 23 December 2014 | 01 January 2016 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 14 April 2014 | 09 December 2014 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 14 April 2014 | 09 December 2014 |