SFC Licences of YANG Kaixuan 楊凱璇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 04 March 2016 01 July 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 04 March 2016 01 July 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 04 March 2016 01 July 2016
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 24 April 2015 12 February 2016
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 24 April 2015 12 February 2016
CLSA Limited 中信里昂證券有限公司 RE 1 24 April 2015 12 February 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 23 December 2014 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 23 December 2014 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 23 December 2014 01 January 2016
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 14 April 2014 09 December 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 14 April 2014 09 December 2014