SFC Licences of IE Kuen Ning, Natalie 余堃寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Green Court Capital Management Limited 碧雲資本管理有限公司 | RE | 9 | 19 August 2021 | |
Green Court Capital Management Limited 碧雲資本管理有限公司 | RE | 4 | 19 August 2021 | |
Neuberger Berman Asia Limited | RE | 4 | 16 May 2019 | 16 July 2021 |
Neuberger Berman Asia Limited | RE | 1 | 16 May 2019 | 16 July 2021 |
Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 | RE | 9 | 01 April 2015 | 31 March 2019 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 April 2014 | 13 March 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 April 2014 | 13 March 2015 |