SFC Licences of GE Xiaobai 葛瀟白
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | |
UBS Securities Hong Kong Limited | RE | 6 | 17 June 2014 | 18 December 2016 |
BFIN Private Advisors (Hong Kong) Limited | RE | 4 | 22 April 2014 | 23 May 2014 |
BFIN Private Advisors (Hong Kong) Limited | RE | 1 | 22 April 2014 | 23 May 2014 |