SFC Licences of LAU Yiu Bun 劉耀斌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
EM Asset Management Limited 易美資産管理有限公司 RO 9 31 March 2021
EM Asset Management Limited 易美資産管理有限公司 RO 4 31 March 2021
EM Asset Management Limited 易美資産管理有限公司 RE 9 16 March 2021 31 March 2021
EM Asset Management Limited 易美資産管理有限公司 RE 4 16 March 2021 31 March 2021
Sun Growth Securities Limited 志昇証券有限公司 RO 4 03 March 2020 30 September 2020
Sun Growth Securities Limited 志昇証券有限公司 RO 9 28 February 2020 30 September 2020
Sun Growth Asset Management Limited 志昇資產管理有限公司 RO 9 28 October 2019 23 April 2020
Sun Growth Asset Management Limited 志昇資產管理有限公司 RO 4 28 October 2019 23 April 2020
Sun Growth Asset Management Limited 志昇資產管理有限公司 RE 9 19 September 2019 28 October 2019
Sun Growth Asset Management Limited 志昇資產管理有限公司 RE 4 19 September 2019 28 October 2019
Rui Asset Management Company Limited 瑞駿資產管理有限公司 RO 9 09 May 2019 27 August 2019
Rui Asset Management Company Limited 瑞駿資產管理有限公司 RO 4 09 May 2019 27 August 2019
Rui Asset Management Company Limited 瑞駿資產管理有限公司 RE 9 23 April 2019 09 May 2019
CLC Asset Management Limited 創僑資產管理有限公司 RO 9 20 December 2018 11 April 2019
CLC Asset Management Limited 創僑資產管理有限公司 RE 9 22 May 2017 20 December 2018
Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 20 October 2016 05 April 2017
Quam Asset Management Limited 華富建業資產管理有限公司 RE 4 20 October 2016 05 April 2017
Imperium International Securities Limited 帝國國際証券有限公司 RE 4 01 April 2016 05 August 2016
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 01 April 2016 05 August 2016
MacroValue Investors Limited RE 9 22 May 2014 07 July 2015