SFC Licences of HO Hung Wei 何竑葳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 24 October 2017 | 27 May 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 24 October 2017 | 27 May 2020 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 24 October 2017 | 27 May 2020 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 24 October 2017 | 27 May 2020 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 5 | 12 January 2017 | 29 September 2017 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 12 January 2017 | 29 September 2017 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 30 March 2015 | 29 September 2017 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 30 March 2015 | 29 September 2017 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 22 April 2014 | 11 March 2015 |