SFC Licences of HO Hung Wei 何竑葳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 24 October 2017 27 May 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 24 October 2017 27 May 2020
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 24 October 2017 27 May 2020
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 24 October 2017 27 May 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 5 12 January 2017 29 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 12 January 2017 29 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 30 March 2015 29 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 30 March 2015 29 September 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 22 April 2014 11 March 2015