SFC Licences of HE Xiyu 何熙榆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1, 4 21 May 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 18 November 2014 31 December 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 20 June 2014 17 October 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 17 April 2014 31 December 2015