SFC Licences of HE Xiyu 何熙榆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 21 May 2020 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 May 2020 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 18 November 2014 | 31 December 2015 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 20 June 2014 | 17 October 2014 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 17 April 2014 | 31 December 2015 |