SFC Licences of CHEN Chao 陳潮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 28 May 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 28 May 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 16 July 2020 11 February 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 16 October 2019 11 February 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 16 October 2019 11 February 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 25 February 2019 05 August 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 22 April 2014 11 December 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 22 April 2014 11 December 2018