SFC Licences of NGAN Yu Huen 顏宇翾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 24 January 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 01 December 2020 05 May 2022
CLSA Limited 中信里昂證券有限公司 RE 4 11 January 2017 24 August 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 25 April 2014 04 January 2017