SFC Licences of NGAN Yu Huen 顏宇翾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 24 January 2022 | 04 August 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 01 December 2020 | 05 May 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 January 2017 | 24 August 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 25 April 2014 | 04 January 2017 |