SFC Licences of LEE Ho Yin 李浩然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
NFH Securities and Futures Limited 新金控證券期貨有限公司	RE	1	19 January 2024
NFH Corporate Finance Limited 新金控融資有限公司	RE	6	29 November 2023	29 November 2023
NFH Corporate Finance Limited 新金控融資有限公司	RO	6	29 November 2023
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司	RO	6	09 April 2019	28 April 2023
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司	RE	1	04 February 2019	28 April 2023
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司	RE	6	04 February 2019	09 April 2019
Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司	RO	6	08 May 2018	01 January 2019
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司	RE	1	20 April 2018	01 January 2019
Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司	RE	6	19 April 2018	08 May 2018
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	6	24 December 2015	19 April 2018
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	1	24 December 2015	19 April 2018
Ample Capital Limited 豐盛融資有限公司	RE	6	16 May 2014	13 December 2015