SFC Licences of LI Chi Wing 李志榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 02 April 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 29 July 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 24 April 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 24 April 2014