SFC Licences of CHEN Chao 陳超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 28 April 2014 | 25 October 2014 |
| UBS Securities Asia Limited | RE | 1 | 28 April 2014 | 25 October 2014 |
| UBS Securities Asia Limited | RE | 2 | 28 April 2014 | 25 October 2014 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 28 April 2014 | 25 October 2014 |