SFC Licences of YANG Chao 楊超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
The Core Securities Company Limited 核聚證券有限公司 | RO | 3 | 30 August 2023 | |
The Core Securities Company Limited 核聚證券有限公司 | RO | 9 | 24 August 2020 | |
The Core Securities Company Limited 核聚證券有限公司 | RO | 4 | 10 October 2019 | |
The Core Securities Company Limited 核聚證券有限公司 | RO | 1 | 10 October 2019 | |
The Core Securities Company Limited 核聚證券有限公司 | RE | 9 | 26 September 2019 | 24 August 2020 |
Alliance Capital Partners Limited 同人融資有限公司 | RE | 1 | 23 May 2014 | 31 January 2018 |
Alliance Capital Partners Limited 同人融資有限公司 | RE | 6 | 23 May 2014 | 31 January 2018 |