SFC Licences of HU Letian 胡樂天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Leading Securities Company Limited 立鼎證券有限公司 | RO | 9 | 26 April 2019 | |
Leading Securities Company Limited 立鼎證券有限公司 | RO | 4 | 26 April 2019 | |
Leading Securities Company Limited 立鼎證券有限公司 | RO | 1 | 26 April 2019 | |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 01 March 2019 | 26 April 2019 |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 4 | 01 March 2019 | 26 April 2019 |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 01 March 2019 | 26 April 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 20 August 2015 | 23 August 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 April 2014 | 23 August 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 April 2014 | 23 August 2016 |