SFC Licences of HU Letian 胡樂天

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Leading Securities Company Limited 立鼎證券有限公司 RO 9 26 April 2019
Leading Securities Company Limited 立鼎證券有限公司 RO 4 26 April 2019
Leading Securities Company Limited 立鼎證券有限公司 RO 1 26 April 2019
Leading Securities Company Limited 立鼎證券有限公司 RE 9 01 March 2019 26 April 2019
Leading Securities Company Limited 立鼎證券有限公司 RE 4 01 March 2019 26 April 2019
Leading Securities Company Limited 立鼎證券有限公司 RE 1 01 March 2019 26 April 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 20 August 2015 23 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 29 April 2014 23 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 29 April 2014 23 August 2016