SFC Licences of KWONG Siu To 鄺小桃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 4 | 14 May 2019 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 1 | 14 May 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 29 April 2014 | 24 April 2019 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 29 April 2014 | 24 April 2019 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 29 April 2014 | 24 April 2019 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 29 April 2014 | 24 April 2019 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 29 April 2014 | 24 April 2019 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 29 April 2014 | 24 April 2019 |