SFC Licences of WANG Sheng 王盛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
RE | 1 | 24 November 2017 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RE | 1, 2 | 06 December 2016 | 31 August 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 28 April 2014 | 05 August 2016 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 28 April 2014 | 05 August 2016 |