SFC Licences of WANG Sheng 王盛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司
RE 1 24 November 2017
BOCOM International Securities Limited 交銀國際證券有限公司
RE 1, 2 06 December 2016 31 August 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 28 April 2014 05 August 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 28 April 2014 05 August 2016