SFC Licences of HE Haijian 何海建
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 09 October 2015 | 10 December 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 October 2015 | 10 December 2019 |
| Merrill Lynch Far East Limited | RE | 6 | 05 May 2014 | 21 August 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 05 May 2014 | 21 August 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 05 May 2014 | 21 August 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 05 May 2014 | 21 August 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 05 May 2014 | 21 August 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 May 2014 | 21 August 2015 |