SFC Licences of LIU Jia 劉佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 05 November 2015 05 November 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 05 November 2015 05 November 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 30 April 2014 28 May 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 30 April 2014 28 May 2015