SFC Licences of NGAI Tik Man 倪荻文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 10 March 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 18 September 2015 10 March 2020
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 05 May 2014 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 05 May 2014 02 October 2017