SFC Licences of NGAI Tik Man 倪荻文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 10 March 2020 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 September 2015 | 10 March 2020 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 05 May 2014 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 05 May 2014 | 02 October 2017 |