SFC Licences of LAU Wa Ching 劉華青

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ABCI Capital Limited 農銀國際融資有限公司	RE	6	08 October 2021
ABCI Capital Limited 農銀國際融資有限公司	RE	1	08 October 2021
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	08 October 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	28 December 2018	24 September 2021
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RE	6	28 December 2018	24 September 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	16 July 2018	30 November 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	16 July 2018	30 November 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	6	16 July 2018	30 November 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	1	16 July 2018	30 November 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	27 December 2017	29 June 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	27 December 2017	29 June 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	6	30 October 2017	29 June 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	4	30 October 2017	29 June 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	30 October 2017	29 June 2018
Quam Securities Limited 華富建業證券有限公司	RE	1	30 April 2014	24 September 2017
Quam Securities Limited 華富建業證券有限公司	RE	6	30 April 2014	24 September 2017