SFC Licences of LAU Wa Ching 劉華青

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Capital Limited 農銀國際融資有限公司
RE 1, 6 08 October 2021
ABCI Securities Company Limited 農銀國際證券有限公司
RE 1 08 October 2021
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司
RE 6 28 December 2018 24 September 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 28 December 2018 24 September 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 16 July 2018 30 November 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 16 July 2018 30 November 2018
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1, 4 27 December 2017 29 June 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
RE 1, 4, 6 30 October 2017 29 June 2018
China Tonghai Securities Limited 中國通海證券有限公司
RE 1, 6 30 April 2014 24 September 2017