SFC Licences of WU Stella Xueyao

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 01 December 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 01 November 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 08 June 2018 06 October 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 4 08 June 2018 06 October 2021
UBS Securities Asia Limited RE 1 07 May 2014 30 September 2017