SFC Licences of WU Stella Xueyao
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 01 December 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 01 November 2021 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 08 June 2018 | 06 October 2021 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 08 June 2018 | 06 October 2021 |
| UBS Securities Asia Limited | RE | 1 | 07 May 2014 | 30 September 2017 |