SFC Licences of LAU Wing Ki Winnie 劉穎琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TSSP Hong Kong (A) Limited | RE | 4 | 11 December 2019 | 21 July 2021 |
| TSSP Hong Kong (A) Limited | RE | 1 | 11 December 2019 | 21 July 2021 |
| TPG Capital, Limited 美國德太投資有限公司 | RE | 4 | 02 May 2019 | 29 November 2019 |
| TPG Capital, Limited 美國德太投資有限公司 | RE | 1 | 02 May 2019 | 29 November 2019 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 | RE | 9 | 08 December 2017 | 14 December 2018 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 | RE | 4 | 08 December 2017 | 14 December 2018 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 02 May 2014 | 07 April 2017 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 02 May 2014 | 07 April 2017 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 02 May 2014 | 07 April 2017 |