SFC Licences of LAW Matthew Shun Kei 羅信基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 19 March 2020 | |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 30 January 2018 | 14 February 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 02 May 2014 | 05 January 2016 |