SFC Licences of EPSTEIN Ronald Jay
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 November 2017 | 06 November 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 November 2017 | 06 November 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 November 2016 | 04 November 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 November 2016 | 04 November 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 June 2016 | 23 June 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 June 2016 | 23 June 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 November 2014 | 13 November 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 November 2014 | 13 November 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 June 2014 | 27 June 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 June 2014 | 27 June 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 May 2014 | 07 May 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 05 May 2014 | 07 May 2014 |