SFC Licences of ZHANG Su 張蘇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 29 December 2023 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 29 December 2023 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 17 December 2021 | 31 October 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 17 December 2021 | 31 October 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 17 December 2021 | 31 October 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 9 | 17 December 2021 | 15 March 2022 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 9 | 29 September 2014 | 25 March 2017 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 23 June 2014 | 25 March 2017 |