SFC Licences of LI Shuwan 李姝婉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司
RE 1, 6 10 January 2017 19 February 2021
Macquarie Corporate (Hong Kong) Limited
RE 6 10 January 2017 31 March 2017
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 01 June 2016 30 September 2016
CLSA Limited 中信里昂證券有限公司
RE 1 01 June 2016 30 September 2016
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 09 September 2015 09 March 2016
CLSA Limited 中信里昂證券有限公司
RE 1, 4 09 September 2015 09 March 2016
Macquarie Corporate (Hong Kong) Limited
RE 6 14 May 2014 28 July 2015
Macquarie Capital Limited 麥格理資本股份有限公司
RE 1, 6 14 May 2014 28 July 2015