SFC Licences of LI Shuwan 李姝婉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RE | 1, 6 | 10 January 2017 | 19 February 2021 |
| Macquarie Corporate (Hong Kong) Limited |
RE | 6 | 10 January 2017 | 31 March 2017 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 01 June 2016 | 30 September 2016 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 01 June 2016 | 30 September 2016 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 09 September 2015 | 09 March 2016 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 09 September 2015 | 09 March 2016 |
| Macquarie Corporate (Hong Kong) Limited |
RE | 6 | 14 May 2014 | 28 July 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RE | 1, 6 | 14 May 2014 | 28 July 2015 |