SFC Licences of LO Siu Lung 羅小龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 19 October 2021 | 18 August 2022 |
| Sectoral Asset Management Limited | RE | 9 | 10 December 2019 | 30 September 2021 |
| Sectoral Asset Management Limited | RE | 4 | 02 May 2018 | 30 September 2021 |
| Sectoral Asset Management Limited | RE | 1 | 02 May 2018 | 30 September 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 17 July 2017 | 24 February 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 July 2017 | 24 February 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 09 May 2014 | 15 July 2016 |