SFC Licences of KEUNG Jun Chao 姜駿超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 16 January 2018 |
UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 16 January 2018 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 16 January 2018 |
UBS Securities Asia Limited | RE | 2 | 14 August 2015 | 16 January 2018 |
UBS Securities Asia Limited | RE | 1 | 14 August 2015 | 16 January 2018 |
UBS Derivatives Hong Kong Limited | RE | 2 | 14 August 2015 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 7 | 14 August 2015 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 14 August 2015 | 18 December 2016 |
Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 | RE | 9 | 09 May 2014 | 17 July 2015 |