SFC Licences of KEUNG Jun Chao 姜駿超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 7 19 December 2016 16 January 2018
UBS Securities Hong Kong Limited RE 2 19 December 2016 16 January 2018
UBS Securities Hong Kong Limited RE 1 19 December 2016 16 January 2018
UBS Securities Asia Limited RE 2 14 August 2015 16 January 2018
UBS Securities Asia Limited RE 1 14 August 2015 16 January 2018
UBS Derivatives Hong Kong Limited RE 2 14 August 2015 18 December 2016
UBS Securities Hong Kong Limited RE 7 14 August 2015 18 December 2016
UBS Securities Hong Kong Limited RE 1 14 August 2015 18 December 2016
Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 RE 9 09 May 2014 17 July 2015