SFC Licences of SHI Mingda
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 05 January 2024 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 05 January 2024 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 05 January 2024 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 05 January 2024 | |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 14 June 2017 | 29 November 2023 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 12 May 2014 | 29 November 2023 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 12 May 2014 | 29 November 2023 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 12 May 2014 | 24 July 2015 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 12 May 2014 | 31 December 2014 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 12 May 2014 | 31 December 2014 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 12 May 2014 | 31 December 2014 |