SFC Licences of GOH Leng Teck
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Derivatives Hong Kong Limited | RE | 2 | 18 September 2015 | 25 September 2015 |
UBS Securities Asia Limited | RE | 2 | 18 September 2015 | 25 September 2015 |
UBS Securities Asia Limited | RE | 1 | 18 September 2015 | 25 September 2015 |
UBS Securities Hong Kong Limited | RE | 1 | 18 September 2015 | 25 September 2015 |
UBS Derivatives Hong Kong Limited | RE | 2 | 03 August 2015 | 07 August 2015 |
UBS Securities Asia Limited | RE | 2 | 03 August 2015 | 07 August 2015 |
UBS Securities Asia Limited | RE | 1 | 03 August 2015 | 07 August 2015 |
UBS Securities Hong Kong Limited | RE | 1 | 03 August 2015 | 07 August 2015 |
UBS Derivatives Hong Kong Limited | RE | 2 | 27 May 2014 | 18 February 2015 |
UBS Securities Asia Limited | RE | 2 | 27 May 2014 | 18 February 2015 |
UBS Securities Asia Limited | RE | 1 | 27 May 2014 | 18 February 2015 |
UBS Securities Hong Kong Limited | RE | 1 | 27 May 2014 | 18 February 2015 |