SFC Licences of KAO Yu Lap, Alan 高豫立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 15 January 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 15 January 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 15 January 2021 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 19 May 2014 | 23 March 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 19 May 2014 | 23 March 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 19 May 2014 | 23 March 2018 |