SFC Licences of WU Xiaoyu 吳效宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 12 July 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 09 January 2017 | 12 June 2022 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 04 August 2014 | 02 January 2017 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 4 | 16 May 2014 | 16 July 2014 |