SFC Licences of CHAN Siu Ling 陳小鈴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 08 August 2018 | 21 September 2023 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 08 August 2018 | 21 September 2023 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 14 April 2015 | 01 January 2017 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 14 April 2015 | 01 January 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 17 November 2014 | 01 March 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 October 2014 | 01 March 2015 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 25 August 2014 | 29 September 2014 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 16 May 2014 | 29 September 2014 |