SFC Licences of WONG Leung Yiu Wallace 黃良堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dragonstone Capital Management Limited 龍石資本管理有限公司 | RO | 1 | 07 October 2021 | 31 August 2022 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 20 March 2015 | 11 June 2019 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 30 July 2014 | 11 June 2019 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 30 July 2014 | 11 June 2019 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 21 May 2014 | 22 July 2014 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 21 May 2014 | 22 July 2014 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 21 May 2014 | 22 July 2014 |