SFC Licences of CHEN Yifan 陳亦凡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1, 4, 6 17 November 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 27 December 2018 06 October 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 21 March 2018 31 October 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 21 March 2018 31 October 2018
Moody's Investors Service Hong Kong Limited
RE 10 04 August 2016 08 December 2017