SFC Licences of RIGNEY David Lachlan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 05 May 2017 | 11 May 2017 |
| UBS Securities Asia Limited | RE | 1 | 05 May 2017 | 11 May 2017 |
| UBS Securities Asia Limited | RE | 1 | 23 May 2014 | 28 May 2014 |