SFC Licences of LIU Xiangting 劉向婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 04 December 2017 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 24 August 2017 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 24 August 2017 | |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 06 June 2016 | 11 August 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 22 May 2014 | 11 August 2017 |