SFC Licences of YU Xiao 喻晓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 06 August 2018 | 15 March 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 25 July 2016 | 30 May 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 25 July 2016 | 30 May 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 27 May 2014 | 14 June 2016 |