SFC Licences of SHAO Zuoyin 邵作銀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 4 24 August 2017 01 October 2017
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司
RE 9 15 September 2015 29 July 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 4 22 May 2014 12 August 2015