SFC Licences of SHAO Zuoyin 邵作銀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 24 August 2017 | 01 October 2017 |
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 9 | 15 September 2015 | 29 July 2016 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 22 May 2014 | 12 August 2015 |