SFC Licences of LEW Cheuk Ning 劉卓寧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KEYSTONE CAPITAL LIMITED 翹石資本有限公司 RO 9 21 March 2023
KEYSTONE CAPITAL LIMITED 翹石資本有限公司 RO 4 21 March 2023
KEYSTONE CAPITAL LIMITED 翹石資本有限公司 RO 1 21 March 2023
KEYSTONE CAPITAL LIMITED 翹石資本有限公司 RE 9 03 March 2021 21 March 2023
KEYSTONE CAPITAL LIMITED 翹石資本有限公司 RE 4 03 March 2021 21 March 2023
KEYSTONE CAPITAL LIMITED 翹石資本有限公司 RE 1 03 March 2021 21 March 2023
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 9 22 July 2020 06 February 2021
CMBC International Futures Company Limited 民銀國際期貨有限公司 RE 2 07 July 2020 06 February 2021
CMBC Securities Company Limited 民銀證券有限公司 RE 4 07 July 2020 06 February 2021
CMBC Securities Company Limited 民銀證券有限公司 RE 1 07 July 2020 06 February 2021
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 12 June 2020 12 June 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 12 October 2016 12 June 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 12 October 2016 12 June 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 4 22 May 2014 13 October 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 22 May 2014 13 October 2014