SFC Licences of MOYNIHAN Daniel John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 01 February 2017 | 30 March 2022 |
| UBS Securities Hong Kong Limited | RE | 1 | 01 February 2017 | 30 March 2022 |
| UBS Securities Asia Limited | RE | 2 | 01 February 2017 | 30 March 2022 |
| UBS Securities Asia Limited | RE | 1 | 28 May 2014 | 30 March 2022 |