SFC Licences of CHU Chaoyang 儲朝陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 24 October 2023 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 6 | 01 April 2019 | 01 October 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 01 April 2019 | 01 October 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 06 October 2017 | 01 April 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 October 2017 | 01 April 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 03 June 2014 | 28 April 2017 |