SFC licenceholder BDM532 CHU Chaoyang 儲朝陽

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 01 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 01 April 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 06 October 2017 01 April 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE [6] (Advising on Corporate Finance) 03 June 2014 28 April 2017