SFC Licences of CHOY Sze Wai 蔡思慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Theia Securities Limited 遠源證券有限公司 | RE | 9 | 08 February 2024 | |
| Theia Securities Limited 遠源證券有限公司 | RE | 4 | 08 February 2024 | |
| Theia Securities Limited 遠源證券有限公司 | RE | 1 | 08 February 2024 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 21 May 2019 | 12 December 2023 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RE | 1 | 18 December 2018 | 15 January 2019 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 18 July 2018 | 16 November 2018 |
| Marketsense Securities Limited 友盈證券有限公司 | RE | 1 | 31 October 2017 | 08 May 2018 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 21 September 2017 | 09 October 2017 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 21 September 2017 | 09 October 2017 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 11 August 2017 | 11 August 2017 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 30 May 2014 | 05 July 2017 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 30 May 2014 | 05 July 2017 |