SFC Licences of ZHANG Yu 張禹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 05 March 2018 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 19 June 2017 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 5 | 08 March 2017 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 08 March 2017 | |
| Xinhu International Futures (Hong Kong) Co., Limited 新湖國際期貨(香港)有限公司 | RE | 2 | 20 June 2016 | 20 January 2017 |
| Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 05 June 2014 | 02 June 2016 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 05 June 2014 | 02 June 2016 |