SFC Licences of XIE Yi 謝怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RO	9	30 October 2017	31 August 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RO	5	30 October 2017	31 August 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RO	4	30 October 2017	31 August 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	9	30 October 2017	31 August 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	5	30 October 2017	31 August 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	4	30 October 2017	31 August 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	9	30 October 2017	31 August 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	4	30 October 2017	31 August 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	1	30 October 2017	31 August 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	9	21 August 2017	30 October 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	5	21 August 2017	30 October 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	4	21 August 2017	30 October 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	21 August 2017	30 October 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	5	21 August 2017	30 October 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	21 August 2017	30 October 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	21 August 2017	30 October 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	21 August 2017	30 October 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	1	21 August 2017	30 October 2017
Polen Capital HK Limited	RO	9	14 May 2015	16 June 2017
Polen Capital HK Limited	RO	4	14 May 2015	16 June 2017
Polen Capital HK Limited	RO	1	14 May 2015	16 June 2017
Polen Capital HK Limited	RE	9	04 July 2014	14 May 2015
Polen Capital HK Limited	RE	4	04 July 2014	14 May 2015
Polen Capital HK Limited	RE	1	04 July 2014	14 May 2015